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The Law of Capital Markets in the EU

Disclosure and Enforcement

Author(s):
Publisher:

Red Globe Press

Pages: 314
Series:

Corporate and Financial Law

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AVAILABLE FORMATS

Paperback - 9781137518460

07 March 2018

$45.99

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Ebook - 9781137518477

07 March 2018

$45.99

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This authoritative textbook offers a thorough, theoretical and practical overview of the current EU legal framework applicable to capital markets. It is intended to enable a critical analysis of the overall regulatory...

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This authoritative textbook offers a thorough, theoretical and practical overview of the current EU legal framework applicable to capital markets. It is intended to enable a critical analysis of the overall regulatory principles as well as the interaction between market actors and EU law which has shaped the regulatory agenda both at national and EU level. The book gives an overview of the foundations of EU capital markets and touches upon issuer disclosure obligations, inappropriate market practices and gatekeepers. EU law is the main focus, complemented by comparative analysis where applicable, primarily relating to UK, French and German laws. 

Ideal for upper-level undergraduate or graduate law students taking a module in Capital Markets Law, Securities Regulation, Corporate Finance Law or EU Company Law. Also useful for accounting, business or economics MSc students who need to broaden their understanding of the legal aspects of capital markets, and for academics and policy makers.

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  • Distinct in dealing with the law of capital markets on its own, rather than alongside other topics
  • Highly relevant and timely topic
  • Succinct and comparative analysis of the interaction between market actors and EU law
  • Special focus on disclosure and enforcement
  • Highlights the discrepancy between disclosure and enforcement to propose their recalibration at the EU level

PART I: INTRODUCTION TO THE LAW OF CAPITAL MARKETS IN THE EU
1. The Foundations of the Law of Capital Markets in the EU
2. Markets, Participants and Financial Instruments
3. Supervision and Sanctions
PARTII: LISTED COMPANIES AND DISCLOSURE OBLIGATIONS
4. Prospectus Disclosure Obligations
5. Periodic Disclosure Obligations
6. Episodic Disclosure Obligations
7. Transparency of Ownership Structures
PART III: INAPPROPRIATE MARKET PRACTICES AND MARKET INTEGRITY
8. Insider Dealing
9. Market Manipulation
10. Short Selling
PART IV: GATEKEEPERS
11. Investment Firms
12. Financial Analysts
13. Credit Rating Agencies
14. Proxy Advisors.

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Konstantinos Sergakis is a Senior Lecturer in Law, Director of the LLM in Corporate & Financial Law at the University of Glasgow, and School International Lead for the University of Glasgow School of Law. He holds an LLB from the University of Athens, an LLM in International Business Law from University College London and a PhD from the University Paris 1 Panthéon-Sorbonne. 

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Konstantinos Sergakis is a Senior Lecturer in Law, Director of the LLM in Corporate & Financial Law at the University of Glasgow, and School International Lead for the University of Glasgow School of Law. He holds an LLB from the University of Athens, an LLM in International Business Law from University College London and a PhD from the University Paris 1 Panthéon-Sorbonne. 

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